Navigate the Securities Trade Lifecycle with Confidence

The Securities Trade Lifecycle course is designed to provide learners with a comprehensive understanding of the processes involved in trading securities. From the moment an order is received to the eventual settlement, this course covers every step in detail. Participants will explore the roles of the front, middle, and back offices, and how they work together to ensure smooth operations in capital markets.

Led by Mike Simmons, a renowned expert with decades of experience in securities operations, this course offers unique insights into the practical aspects of trading and risk management. Mike’s extensive background includes managing operations for major financial institutions and conducting training sessions across the globe. His expertise is invaluable for anyone looking to deepen their knowledge of securities trade operations.

By the end of this course, learners will not only understand the theoretical foundations of securities trading but also the operational impacts of each function within the trade lifecycle. This engaging training is perfect for professionals in the finance industry seeking to enhance their careers and understanding of the securities market.

What you will learn:

• Order initiation and delivery (Front office function)
• Risk management and order routing (middle office function)
• Order matching and conversion into trade (front office function)
• Affirmation and confirmation (back office function)
• Clearing and Settlement (back office function)
• Understanding roles and responsibilities of Front, Middle and Back Office
• Practical insight into the systems and controls that support settlement

Course Content:

• Sections: 5
• Lectures: 20
• Duration: 3 hours

Requirements:

• Knowledge of the English language
• Basic understanding of banking

Who is it for?

• Analysts and associates in commercial, corporate and investment banking.

What are you waiting for to get started?

Enroll today and take your skills to the next level. Coupons are limited and may expire at any time!

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